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Northeast Investors Growth Fund
Privacy Policy Statement
Northeast Investors Growth Fund recognizes and respects the privacy of its
shareholders and to that end is committed to the following:
The Growth Fund collects, retains and uses shareholder information for the
purpose of administering its operations, providing shareholder service, and
complying with legal and regulatory requirements. We do not sell, exchange or
share shareholder information with outside organizations unless the third party
is essential in administering our operations. For example, we work with our
custodian bank, State Street Bank & Trust Company, to assist in providing
payments to shareholders.
The Growth Fund makes every effort to maintain the most up to date, complete and
accurate shareholder and account information. If you believe any information is
inaccurate please call us at 800-225-6704. We will investigate the problem, and
if it is determined that the information is incorrect, we will take appropriate
action quickly and according to industry practices and applicable law.
Shareholder information is accessible only by authorized employees or as set forth below. Our employees are responsible to protect the confidentiality of shareholder information and are subject to appropriate disciplinary measures to enforce that responsibility.
The Growth Fund maintains appropriate safeguards regarding shareholders
information. This includes use of security procedures to prevent revealing
shareholder information to inappropriate or unauthorized sources.
The Growth Fund does not reveal specific information about shareholders or their
accounts to unaffiliated third parties with the following exceptions:
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If the shareholder requests it.
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If the information is required by or allowed by law (for example, a subpoena or
court order to produce records regarding the shareholder's account with the
Growth Fund). In such instances, information provided is limited to that
required by the specific law.
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If the information is required by a Growth Fund auditor or examiner for the
purpose of completing an audit or regulatory examination of the Growth Fund.
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To make available products or services such as computer programming services, but excluding marketing activities, that are offered by a third party who is under contract to provide these services. These companies or vendors must agree to respect the privacy of any shareholder information provided. |
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These policies also apply, to the extent applicable, to persons who visit our web site and provide us with any personal information other than their name, address and general area of investment interest. |
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